Patrick (SFC:ACQ994) Wong
黃保樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick (SFC:ACQ994) Wong (黃保樂), a licensed former licensee with CE reference ACQ994. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-30 | 2020-05-29 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 4 — Advising on securities | 2019-12-30 | 2023-04-30 |
| HK Keystone Capital Limited 香港基業資本有限公司 |
RO | Type 9 — Asset management | 2019-12-30 | 2023-04-30 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-17 | 2019-12-13 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-17 | 2019-12-13 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 9 — Asset management | 2019-04-17 | 2019-12-13 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-03 | 2019-03-06 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-03 | 2019-03-06 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 — Asset management | 2018-05-03 | 2019-03-06 |