Yolanda Nim Shuk Yeung
楊念淑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yolanda Nim Shuk Yeung (楊念淑), a licensed Responsible Officer with CE reference ACR467. Currently licensed at 1 firm(s): Channel 8 Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-05 | present |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-05 | present |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 9 — Asset management | 2016-12-05 | present |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
RO | Type 9 — Asset management | 2014-01-27 | 2016-07-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-08 | 2014-01-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-08 | 2014-01-27 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-08 | 2014-01-27 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-27 | 2013-12-31 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-01-27 | 2013-12-31 |
| Channel 8 Wealth Management Limited 富道財富管理有限公司 |
RO | Type 9 — Asset management | 2010-01-27 | 2013-12-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-28 | 2008-12-04 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2004-01-13 | 2008-12-04 |