Ngan Tim Lai
賴艮添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngan Tim Lai (賴艮添), a licensed Responsible Officer with CE reference ACR486. Currently licensed at 3 firm(s): YF Asset Management Limited, YF Securities Company Limited, YF Futures Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 9 — Asset management | 2016-06-14 | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-02-06 | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-02-06 | present |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| YF Asset Management Limited 怡發資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-10 | 2016-06-14 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-03 |
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| YF Futures Company Limited 怡發期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
RO | Type 9 — Asset management | present | 2003-06-03 |