Eric Bradley Saxvik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Bradley Saxvik ( ), a licensed former licensee with CE reference ACR775. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2013-09-05 | 2017-01-12 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2013-09-05 | 2017-01-12 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2013-09-05 | 2017-01-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-04-10 | 2013-09-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-02-01 | 2013-09-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-04-13 | 2017-01-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-04-13 | 2013-09-05 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-08-12 | 2012-04-13 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2006-06-20 | 2008-08-12 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-03-31 | 2012-04-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2012-04-13 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-07 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-07 |
| UBS Securities Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2005-03-07 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-07 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-07 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-07 |
| UBS Securities Hong Kong Limited | Rep | Type 9 — Asset management | present | 2005-03-07 |