Ming Tak Ngai
魏明德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Tak Ngai (魏明德), a licensed former licensee with CE reference ACS157. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 4 — Advising on securities | 2014-09-03 | 2016-06-30 |
| RED Capital Group Limited 瑞德資本集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-09-03 | 2016-06-30 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-11-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-06 | 2006-04-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-10-06 | 2006-04-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-10-06 | 2006-04-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-06 |