Yau Chun Yu
余幼珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Chun Yu (余幼珍), a licensed Responsible Officer with CE reference ACS210. Currently licensed at 1 firm(s): New Region Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-10 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-02 | 2018-09-10 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-20 | 2017-12-29 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-24 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-01 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-01 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-01 |