Kim Chung Wong
黃劍忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Chung Wong (黃劍忠), a licensed former licensee with CE reference ACS374. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-04 | 2004-04-29 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-08-04 | 2004-04-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-01-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-25 |