Christina Gaw
吳燕安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christina Gaw (吳燕安), a licensed Responsible Officer with CE reference ACS896. Currently licensed at 1 firm(s): Gateway Capital (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gateway Capital (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2020-07-07 | present |
| Gateway Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-06-16 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2008-06-14 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-02-04 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |