Pui Lai Cheng
鄭蓓麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Lai Cheng (鄭蓓麗), a licensed former licensee with CE reference ACT389. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2019-09-27 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-30 | 2019-09-27 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-07 | 2017-07-31 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-01 | 2017-04-13 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-01 | 2017-04-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-10 | 2011-06-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-10 | 2011-06-01 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-10-10 | 2011-08-29 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-14 | 2005-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-03-09 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-09-14 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-03-02 |