Fanneau Ching Hsin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fanneau Ching Hsin ( ), a licensed former licensee with CE reference ACT437. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 1 — Dealing in securities | 2011-08-17 | 2023-12-31 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 — Advising on securities | 2011-08-17 | 2023-12-31 |
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2009-11-27 | 2011-06-04 |
| Capital International, Inc. |
Rep | Type 9 — Asset management | 2009-09-30 | 2011-06-04 |