Maureen Wai Ling Chan
陳慧玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maureen Wai Ling Chan (陳慧玲), a licensed former licensee with CE reference ACU384. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-12 | 2017-02-10 |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 — Advising on securities | 2012-06-12 | 2017-02-10 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-21 | 2012-06-12 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2012-06-12 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-20 | 2011-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-27 | 2011-03-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-31 | 2004-04-01 |