Yuen Han Liu
廖婉嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Han Liu (廖婉嫻), a licensed Responsible Officer with CE reference ACU433. Currently licensed at 1 firm(s): Summit Capital HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Summit Capital HK Limited 鼎晟資本香港有限公司 |
RO | Type 4 — Advising on securities | 2025-07-18 | present |
| Summit Capital HK Limited 鼎晟資本香港有限公司 |
RO | Type 9 — Asset management | 2025-07-18 | present |
| Royal Asset Management (Hong Kong) Limited 睿揚資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2024-02-23 | 2025-05-12 |
| Royal Asset Management (Hong Kong) Limited 睿揚資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2024-02-23 | 2025-05-12 |
| Long Success Capital Limited 萬里資本有限公司 |
RO | Type 9 — Asset management | 2023-07-14 | 2024-01-31 |
| Ginkgo Capital Co., Limited 銀杏資本有限公司 |
RO | Type 4 — Advising on securities | 2022-01-04 | 2023-03-22 |
| Ginkgo Capital Co., Limited 銀杏資本有限公司 |
RO | Type 9 — Asset management | 2022-01-04 | 2023-03-22 |
| EG Asset Limited |
RO | Type 4 — Advising on securities | 2019-11-05 | 2020-11-28 |
| EG Asset Limited |
RO | Type 9 — Asset management | 2019-11-05 | 2020-11-28 |
| Changfeng Asset Management Limited 長風資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-07 | 2019-01-18 |
| Changfeng Asset Management Limited 長風資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-07 | 2019-01-18 |
| INV Partners Limited | RO | Type 9 — Asset management | 2013-05-31 | 2018-11-27 |