Sally Sui Yin Tse
謝瑞賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sally Sui Yin Tse (謝瑞賢), a licensed former licensee with CE reference ACW159. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 4 — Advising on securities | present | 2005-02-28 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 5 — Advising on futures contracts | present | 2005-02-28 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2005-02-28 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
RO | Type 9 — Asset management | present | 2005-02-28 |