Stephen Ka Kon Pang
彭嘉幹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Ka Kon Pang (彭嘉幹), a licensed former licensee with CE reference ACW359. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-05 | 2025-07-25 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
RO | Type 4 — Advising on securities | 2024-07-05 | 2025-07-25 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-30 | 2024-07-05 |
| Golden Rich Securities Limited 金裕富證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-30 | 2024-07-05 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-29 | 2024-04-05 |
| Manford Financial Limited 民鋒金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-29 | 2024-04-05 |
| Manford Financial Limited 民鋒金融有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-27 | 2022-11-29 |
| Manford Financial Limited 民鋒金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-09-27 | 2022-11-29 |
| XHK Limited | RO | Type 1 — Dealing in securities | 2021-04-09 | 2022-02-18 |
| XHK Limited | RO | Type 2 — Dealing in futures contracts | 2021-04-09 | 2022-02-18 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-08 | 2021-02-16 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-08 | 2021-02-16 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-18 | 2020-01-31 |
| Ingensoma Trading Group Limited |
RO | Type 1 — Dealing in securities | 2013-09-18 | 2014-10-30 |
| Ingensoma Trading Group Limited |
RO | Type 2 — Dealing in futures contracts | 2013-09-18 | 2014-10-30 |
| Ingensoma Trading Group Limited |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2013-09-18 |
| Ingensoma Trading Group Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-08-28 | 2013-09-18 |
| Tibra Trading Hong Kong Limited | RO | Type 1 — Dealing in securities | 2008-06-18 | 2013-07-24 |
| Tibra Trading Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2008-06-18 | 2013-07-24 |
| Tibra Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-06-04 | 2008-06-18 |
| Tibra Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-06-04 | 2008-06-18 |
| Eclipse Options (HK) Limited | RO | Type 2 — Dealing in futures contracts | 2008-03-10 | 2008-05-07 |
| Eclipse Options (HK) Limited | RO | Type 1 — Dealing in securities | 2007-05-31 | 2008-05-07 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-28 | 2007-01-15 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2006-11-28 | 2007-01-15 |
| ABN AMRO Clearing Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2005-12-29 | 2007-01-15 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2005-11-22 | 2005-12-29 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-11-18 |