Tina Siu Tse
謝小娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tina Siu Tse (謝小娟), a licensed former licensee with CE reference ACX409. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-08-18 | 2012-07-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-08-18 | 2012-07-26 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2004-07-01 | 2004-12-09 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2004-07-01 | 2004-12-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-09 |
| Credit Agricole Asset Management |
Rep | Type 4 — Advising on securities | present | 2004-07-02 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-09 |
| Credit Agricole Asset Management |
Rep | Type 9 — Asset management | present | 2004-07-02 |