Kai Hong Lam
林啟康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Hong Lam (林啟康), a licensed Responsible Officer with CE reference ACY903. Currently licensed at 1 firm(s): Dongxing Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-01-28 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-17 | present |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-20 | 2020-12-17 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-07 | 2020-05-05 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-18 | 2020-05-05 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-18 | 2020-05-05 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2017-10-18 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-24 | 2017-10-18 |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-10 | 2017-07-04 |
| East Asia Futures Limited 東亞期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-12-10 | 2017-07-04 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-10 | 2010-12-10 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-10 | 2010-12-10 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2006-04-21 | 2010-10-28 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-04-21 | 2010-10-28 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-02 | 2006-04-21 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-02 | 2006-04-21 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-21 | 2005-08-11 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-11-05 | 2005-08-11 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-21 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-11-05 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-07 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Phoenix Capital Futures Limited 英明期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |