Micky Ki Chu Chan
陳其曙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Micky Ki Chu Chan (陳其曙), a licensed Responsible Officer with CE reference ACZ463. Currently licensed at 1 firm(s): YUEXING SECURITIES COMPANY LIMITED. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-22 | present |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-05 | 2012-02-22 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-30 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-17 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-17 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-17 |