Chi Leung Mak
麥志良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Leung Mak (麥志良), a licensed Responsible Officer with CE reference ACZ471. Currently licensed at 1 firm(s): Promising Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Promising Securities Company Limited 昌盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-21 | present |
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-19 | 2017-02-21 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-20 | 2016-12-16 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-06-20 | 2016-12-16 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-20 | 2016-06-20 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-20 | 2016-06-20 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 4 — Advising on securities | 2015-11-20 | 2016-05-18 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-07 | 2016-05-18 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-27 | 2015-09-07 |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-11 | 2015-04-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-11 | 2013-04-11 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-01 | 2013-02-28 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 — Advising on securities | 2011-12-01 | 2013-02-28 |
| Starling Group Securities Limited 德裕金號證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-17 | 2011-11-30 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 4 — Advising on securities | 2007-06-26 | 2011-04-15 |
| Getta Securities Limited 皆得證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-02 | 2011-04-15 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-21 | 2006-12-28 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-08-21 | 2006-12-28 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-21 | 2006-08-18 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-07-07 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-19 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-19 |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-19 |