Ka Lim Liu
廖嘉濂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lim Liu (廖嘉濂), a licensed Responsible Officer with CE reference ACZ705. Currently licensed at 1 firm(s): PrimeBless Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PrimeBless Capital Limited 鼎聖資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-12-09 | present |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-23 | 2025-03-31 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-08 | 2020-11-23 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-05-08 | 2020-11-23 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-10 | 2017-05-08 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-10 | 2017-05-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-29 | 2016-05-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-19 | 2016-05-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-12 | 2011-12-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-12 | 2010-07-19 |
| Donvex Capital Limited 富域資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-05-14 | 2010-04-15 |
| Donvex Capital Limited 富域資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-30 | 2009-05-14 |
| Galileo Capital Limited 嘉利盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-03-18 | 2008-11-01 |