Roderick Hou Man Ng
伍浩民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roderick Hou Man Ng (伍浩民), a licensed former licensee with CE reference ACZ999. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-20 | 2013-06-29 |
| Phoenix Capital Management Limited |
RO | Type 4 — Advising on securities | 2010-03-02 | 2012-05-31 |
| Phoenix Capital Management Limited |
RO | Type 9 — Asset management | 2010-03-02 | 2012-05-31 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-06-10 | 2005-02-17 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-06-10 | 2005-03-02 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-24 | 2004-06-10 |
| CITIC Capital Active Partner Management (HK) Limited 中信資本伙伴投資基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-05-24 | 2004-06-10 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-26 | 2005-03-02 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-26 | 2004-07-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-01-26 | 2004-07-30 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-01-26 | 2005-03-02 |