Shui Yan Li
李瑞恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Yan Li (李瑞恩), a licensed Responsible Officer with CE reference ADA073. Currently licensed at 1 firm(s): Dakin Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dakin Capital Limited 德健融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-01-21 | present |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-11 | 2015-12-07 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-10-03 | 2015-12-07 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-08 | 2011-07-13 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-08 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-07-13 |