Ping Jue So
蘇屏玨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Jue So (蘇屏玨), a licensed former licensee with CE reference ADA390. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-07 | 2018-12-03 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-07 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-26 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-26 |
| Huayu Securities Limited 華裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-26 |