Michael Chiu Ho Ng
伍超豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Chiu Ho Ng (伍超豪), a licensed Responsible Officer with CE reference ADA727. Currently licensed at 1 firm(s): Patrons Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Patrons Capital Limited 百惠資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-23 | present |
| Patrons Capital Limited 百惠資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-01-16 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-22 | 2021-09-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-22 | 2021-09-13 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2017-09-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-07 | 2017-09-22 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-27 | 2017-06-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-04-01 | 2017-06-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2016-05-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-03 | 2011-04-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2010-09-18 |