Kai Wah Chan
陳啟華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wah Chan (陳啟華), a licensed Responsible Officer with CE reference ADA872. Currently licensed at 1 firm(s): OSL Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OSL Asset Management Limited | RO | Type 1 — Dealing in securities | 2025-09-02 | present |
| OSL Asset Management Limited | RO | Type 4 — Advising on securities | 2025-09-02 | present |
| OSL Asset Management Limited | RO | Type 9 — Asset management | 2025-09-02 | present |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 9 — Asset management | 2019-09-17 | 2024-11-15 |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-15 | 2024-11-15 |
| Poly Treasure Holdings Limited 保利控股財金有限公司 |
RO | Type 4 — Advising on securities | 2018-05-15 | 2024-11-15 |
| Times Securities Company Limited 時代證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-12 | 2018-02-28 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-12 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-26 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Times Securities Company Limited 時代證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-26 |