Marshall Trammell Mays
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marshall Trammell Mays, a licensed former licensee with CE reference ADB031. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Alpha Systems Limited |
RO | Type 9 — Asset management | 2020-11-04 | 2026-04-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2015-07-13 | 2020-04-20 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-26 | 2015-07-13 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 — Asset management | 2015-03-26 | 2020-04-20 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2008-02-27 | 2015-03-26 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-15 | 2007-09-24 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
RO | Type 9 — Asset management | 2006-11-28 | 2007-06-15 |