Sandy Yin Ping Law
羅燕萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy Yin Ping Law (羅燕萍), a licensed former licensee with CE reference ADB146. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elite Financial Services Limited 卓越理財顧問有限公司 |
Rep | Type 9 — Asset management | 2014-04-11 | 2014-11-27 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 9 — Asset management | 2013-05-23 | 2014-04-11 |
| Elite Financial Services Limited 卓越理財顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2014-11-27 |