Siu Kuen Becky Wong
黃少娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kuen Becky Wong (黃少娟), a licensed Responsible Officer with CE reference ADB986. Currently licensed at 1 firm(s): Cornucopiae Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-23 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-28 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-28 | present |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-04 | 2019-01-28 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-04 | 2019-01-28 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-06 | 2018-11-07 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 — Asset management | 2015-10-06 | 2018-11-07 |