Jacques Wai Hung Han

韓偉鴻
CE No. ADC046 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacques Wai Hung Han (韓偉鴻), a licensed former licensee with CE reference ADC046. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Barclays Capital Asia Limited
巴克萊亞洲有限公司
RO Type 1 — Dealing in securities 2005-01-20 2006-12-04
Barclays Capital Securities Asia Limited
巴克萊證券亞洲有限公司
RO Type 1 — Dealing in securities 2004-07-16 2005-01-31
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 — Dealing in securities present 2005-01-20
Barclays Capital Securities Asia Limited
巴克萊證券亞洲有限公司
Rep Type 1 — Dealing in securities present 2004-07-16
Barclays Capital Securities Asia Limited
巴克萊證券亞洲有限公司
Rep Type 4 — Advising on securities present 2004-06-09
Barclays Capital Securities Asia Limited
巴克萊證券亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-06-09
Barclays Capital Securities Asia Limited
巴克萊證券亞洲有限公司
Rep Type 9 — Asset management present 2004-06-09

Related