Stephen Robert James Holden
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Robert James Holden ( ), a licensed former licensee with CE reference ADC639. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LCA Solutions Limited | Rep | Type 1 — Dealing in securities | 2024-05-14 | 2024-08-23 |
| LCA Solutions Limited | Rep | Type 4 — Advising on securities | 2024-05-14 | 2024-08-23 |
| LCA Solutions Limited | Rep | Type 9 — Asset management | 2024-05-14 | 2024-08-23 |