Stella Siu Wan Fung
馮少雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stella Siu Wan Fung (馮少雲), a licensed former licensee with CE reference ADC986. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-04-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-04-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-04-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-04-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-04-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-04-30 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-04-30 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | present | 2004-04-30 |