Jones Law Kwong Chu
朱羅光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jones Law Kwong Chu (朱羅光), a licensed former licensee with CE reference ADD805. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Azurewing Limited | RO | Type 4 — Advising on securities | 2022-01-04 | 2023-11-30 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
RO | Type 4 — Advising on securities | 2022-01-04 | 2023-11-30 |
| Trinity Futures Limited 裕通期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-01-04 | 2023-11-30 |
| Trinity Securities Co. Limited 裕通証券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-17 | 2023-11-30 |
| Trinity Futures Limited 裕通期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-09-17 | 2023-11-30 |
| Azurewing Limited | RO | Type 9 — Asset management | 2021-09-17 | 2023-11-30 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-26 | 2021-06-30 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-26 | 2021-06-30 |
| Guo Bang (HK) Asset Management Limited 國邦(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-10 | 2021-06-30 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-16 | 2017-10-31 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-07 | 2016-11-16 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-23 | 2011-10-18 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-08-23 | 2011-09-26 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-25 | 2017-10-31 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-25 | 2017-10-31 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-22 | 2005-05-25 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-22 | 2005-05-25 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-11-26 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-11-26 |