Wai Chung Kwok
郭偉忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Kwok (郭偉忠), a licensed former licensee with CE reference ADE796. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-29 | 2014-05-28 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-21 | 2009-12-03 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | 2006-08-10 | 2009-12-03 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-26 | 2009-12-03 |