Ngai Li
李毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Li (李毅), a licensed Responsible Officer with CE reference ADF149. Currently licensed at 1 firm(s): RaffAello Investment Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Investment Management (HK) Limited |
RO | Type 9 — Asset management | 2024-05-06 | present |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-25 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-04-26 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-08-16 | 2012-02-16 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2007-11-09 | 2021-01-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-08 | 2007-11-09 |