Grace Hai Wei Tam
譚希慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Hai Wei Tam (譚希慧), a licensed former licensee with CE reference ADG060. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-02 | 2006-06-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-06-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-12-02 |