Lan Xue
薛瀾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan Xue (薛瀾), a licensed Responsible Officer with CE reference ADG983. Currently licensed at 1 firm(s): Trivest Advisors Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trivest Advisors Limited | RO | Type 9 — Asset management | 2010-06-30 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-05-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |