Richard Chih Yuan Shen
沈智遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Chih Yuan Shen (沈智遠), a licensed former licensee with CE reference ADH008. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-06-17 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2011-06-17 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2011-06-17 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2011-06-17 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2008-01-14 | 2010-09-09 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2008-01-14 | 2010-09-09 |