James Michael Sheridan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Michael Sheridan ( ), a licensed former licensee with CE reference ADH203. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Absolute Advisors Limited |
RO | Type 4 — Advising on securities | 2004-08-19 | 2007-01-18 |
| Asia Absolute Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2004-08-19 | 2007-01-18 |
| Asia Absolute Advisors Limited |
RO | Type 9 — Asset management | 2004-08-19 | 2007-01-18 |