Kriengkrai Mongkolthanit
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kriengkrai Mongkolthanit, a licensed Representative with CE reference ADH225. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-14 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | present |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-24 | 2007-02-28 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
RO | Type 4 — Advising on securities | 2005-02-24 | 2007-02-28 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-24 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-24 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-30 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-30 |