Yan Lok Yanni Chow
周欣樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Lok Yanni Chow (周欣樂), a licensed former licensee with CE reference ADH886. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-18 | 2023-09-01 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-18 | 2023-09-01 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
Rep | Type 9 — Asset management | 2022-03-18 | 2023-09-01 |