Pak Shing (SFC:ADI079) Chan
陳伯成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Shing (SFC:ADI079) Chan (陳伯成), a licensed former licensee with CE reference ADI079. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-07 | 2010-02-09 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-07 | 2010-02-09 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2008-01-03 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-03 | 2008-01-03 |