Ernest Sze Lok Yeung
楊思樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Sze Lok Yeung (楊思樂), a licensed Responsible Officer with CE reference ADI295. Currently licensed at 1 firm(s): Changsheng Fund Management (H.K.) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-11-16 | present |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 |
RO | Type 9 — Asset management | 2020-11-16 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-19 | 2020-06-23 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-19 | 2020-06-23 |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-16 | 2019-06-30 |
| Changsheng Fund Management (H.K.) Limited 長盛基金(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-16 | 2019-06-30 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-02 | 2011-09-01 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2006-02-02 | 2011-09-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-18 | 2005-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-18 | 2005-10-01 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-18 | 2005-10-01 |