Tsun Ming Lam
林俊明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Ming Lam (林俊明), a licensed Representative with CE reference ADI454. Currently licensed at 2 firm(s): YF Securities Company Limited, YF Futures Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-03 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| YF Futures Company Limited 怡發期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |
| YF Securities Company Limited 怡發證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |