Kin Man Ma
馬建民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Ma (馬建民), a licensed former licensee with CE reference ADJ356. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-27 | 2018-12-31 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-03-27 | 2018-12-31 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2005-06-24 | 2011-10-14 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2005-05-06 | 2011-10-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-04-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-03-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |