Wai Tong Tong
湯偉棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tong Tong (湯偉棠), a licensed Representative with CE reference ADK237. Currently licensed at 1 firm(s): Upbest Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-30 | present |
| Bullish Securities Limited 利銘證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-12 |
| Bullish Securities Limited 利銘證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-12 |
| Bullish Securities Limited 利銘證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| Bullish Securities Limited 利銘證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-12 |