Richard Sun Ching Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Sun Ching Wong ( ), a licensed former licensee with CE reference ADK911. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-17 | 2025-10-23 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2024-10-17 | 2025-10-23 |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-28 | 2024-07-31 |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-28 | 2024-07-31 |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-07 | 2023-07-28 |
| SW Capital Management Limited 信永資本管理有限公司 |
RO | Type 9 — Asset management | 2023-02-07 | 2023-07-28 |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-05 | 2023-02-07 |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-05 | 2023-02-07 |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-27 | 2022-08-31 |
| TCA Investments (Hong Kong) Limited 嘉建資本投資有限公司 |
Rep | Type 9 — Asset management | 2022-04-27 | 2022-08-31 |