Wai Kin (SFC:ADL283) Lau
劉維堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin (SFC:ADL283) Lau (劉維堅), a licensed former licensee with CE reference ADL283. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
RO | Type 4 — Advising on securities | present | 2008-01-01 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-06-18 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
RO | Type 9 — Asset management | present | 2005-06-18 |