Daphne Wai Suen Ng
吳慧璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daphne Wai Suen Ng (吳慧璇), a licensed former licensee with CE reference ADL365. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-02 | 2020-08-07 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-02 | 2020-08-07 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-06 | 2017-11-02 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-06 | 2017-11-02 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-19 | 2014-11-01 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-12-19 | 2014-11-01 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-19 |