Alice Ping Yim
嚴冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Ping Yim (嚴冰), a licensed former licensee with CE reference ADM013. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-29 | 2014-04-30 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-04-26 | 2014-04-30 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 — Asset management | 2007-04-26 | 2014-04-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-11-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-11-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-11-15 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2006-11-15 |