David John Bradford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Bradford ( ), a licensed former licensee with CE reference ADO053. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2022-11-07 | 2023-09-28 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2022-01-03 | 2022-08-12 |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2011-03-22 | 2021-10-29 |
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2011-03-22 | 2021-10-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2009-06-03 | 2011-03-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2009-06-03 | 2011-03-22 |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2007-07-24 | 2009-06-03 |
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2007-07-24 | 2009-06-03 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2004-11-22 | 2007-07-24 |