Chau Wah Cheuk
卓秋華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Wah Cheuk (卓秋華), a licensed former licensee with CE reference ADO427. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-27 | 2010-10-07 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-08-27 | 2010-10-07 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2010-08-27 | 2010-10-07 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-07-08 | 2013-03-28 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-06 | 2013-03-28 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 4 — Advising on securities | 2008-05-06 | 2013-03-28 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-05-06 | 2013-03-28 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 9 — Asset management | 2008-05-06 | 2013-03-28 |